Carson K. Bennett

RELIASTAR CAPITAL MANAGEMENT

Dawsonville, GA 30534

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CRD#: 4186249

Professional summary

Carson Kevin Bennett is a registered financial advisor currently at RELIASTAR CAPITAL MANAGEMENT, INC. located in Dawsonville, Georgia.

Carson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Carson has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE. *CARSON K BENNETT ; SAME AS BRANCH; INV REL; FIXED INSURANCE SALES; INSURANCE AGENT; START DATE = 12/1992; HRS/MO = 100; TRADING HRS/MO = 100; SALE OF LIFE INSURANCE AND FIXED ANNUITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carson Kevin Bennett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2012 - Present

RELIASTAR CAPITAL MANAGEMENT, INC.

Office #1: 1100 Old Dawson Village Road Suite 120, Dawsonville, GA 30534

RIA

CRD#: 160761

Dawsonville, GA

Past

July 12, 2010 - February 6, 2012

CHRISTY CAPITAL MANAGEMENT, INC.

RIA

CRD#: 149313

MACON, GA

Past

January 6, 2005 - June 15, 2010

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

MURRAYVILLE, GA

Past

January 3, 2005 - June 15, 2010

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

MURRAYVILLE, GA

Past

August 27, 2004 - January 3, 2005

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Past

June 30, 2004 - August 30, 2004

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

June 19, 2003 - July 14, 2004

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

May 19, 2000 - June 20, 2003

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/5/2013)

IAR

Georgia
(4/25/2012)

IAR

Texas
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2001

General Securities Principal Examination

Current Firm

RELIASTAR CAPITAL MANAGEMENT, INC.

RELIASTAR CAPITAL MANAGEMENT, INC. | RELIASTAR CAPITAL MGT., INC.

CRD#: 160761 / SEC#:

Florida

Registered Investment Advisory firm - (6/5/2013 Approved)

Georgia

Registered Investment Advisory firm - (2/15/2012 Approved)

Texas

Registered Investment Advisory firm - (7/28/2020 Conditional Restricted)

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Contact information

Main Address

1100 Old Dawson Village Road Suite 120, Dawsonville, GA 30534

Mailing Address

Phone number

(678) 288-4520

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	183
AUM (Assets Under Management)	$ 25,095,573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carson K. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carson Kevin Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHRISTY CAPITAL MANAGEMENT, INC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

KOVACK SECURITIES INC.

SECURITIES AMERICA, INC.

AMERITAS INVESTMENT COMPANY, LLC

PAN-AMERICAN FINANCIAL ADVISERS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2004

Series 63

Date: 8/28/2000

Series 7

Date: 5/18/2000

Series 24

Date: 3/6/2001

Current Firm

RELIASTAR CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RELIASTAR CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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