HC
Heidi A. Cregor
J. W. COLE ADVISORS
Honolulu, HI 96819
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CRD#: 4186059
HC
Professional summary
Heidi Alberta Cregor is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Honolulu, Hawaii and J.W. COLE FINANCIAL, INC. located in Honolulu, Hawaii.
Heidi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Heidi has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TAX PREPARATION, FEES, ENROLLED AGENT 8/1/2008, 15% TIME SPENT, 25% OF ANNUAL INCOME, HEIDI A. CREGOR, ENROLLED AGENT, TAX PLANNING AND ADVICE, TAX FILING AND IRS AUDIT REPRESENTATION. BOARD MEMBER, HALEKIPA INC., NOT FOR PROFIT. SHETLER AND SOCIAL SERVICES FOR HOMELESS YOUTH. 6 HOURS PER MONTH. SERVE ON ANNUAL CAPITAL CAMPAIGN, STRATEGIC PLANNING COMMITTEE. KERRY BLUE TERRIER CLUB OF U.S.A. NATIONAL ASSOCIATE GOVERNER OF THE BREED AS REPORTING TO THE AMERICAN KENNEL CLUB. 2 HOURS PER MONTH, NO COMPENSATION.
INDEPENDENT INSURANCE AGENT - TRADITIONAL LIFE AND HEALTH SALES THROUGH FINANCIAL ARCHITECTS OF HAWAII, 10 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Heidi Alberta Cregor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2013 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1712 N. King Street, Honolulu, HI 96819RIA
CRD#: 112294
Honolulu, HI
Current
May 10, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1712 N. King St., Honolulu, HI 96819BD
CRD#: 124583
Honolulu, HI
Past
November 24, 2009 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
RIA
CRD#: 142170
HONOLULU, HI
Past
November 24, 2009 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
BD
CRD#: 142170
HONOLULU, HI
Past
November 3, 2009 - November 24, 2009
COOPER MCMANUS
RIA
CRD#: 111458
HONOLULU, HI
Past
August 15, 2008 - November 4, 2009
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
HONOLULU, HI
Past
August 15, 2008 - November 27, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
HONOLULU, HI
Past
January 2, 2002 - August 19, 2008
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
HONOLULU, HI
Past
September 6, 2001 - August 19, 2008
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
HONOLULU, HI
Past
July 24, 2000 - April 16, 2001
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/4/2021)
RR
Florida(5/10/2013)
RR
Hawaii(5/10/2013)
IAR
Hawaii(5/10/2013)
RR
Idaho(1/5/2015)
RR
Oregon(5/10/2013)
RR
Pennsylvania(5/10/2013)
RR
Texas(4/1/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
