Vincent M. Smith

FIDUCIENT ADVISORS LLC

PROVIDENCE, RI 02905

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CRD#: 4185934

Professional summary

Vincent Michael Smith, who also goes by VInny Smith, is a registered financial advisor currently at FIDUCIENT ADVISORS LLC located in Providence, Rhode Island.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Vincent has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vinny Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/24/2010 - DBA ONLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Michael Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

FIDUCIENT ADVISORS LLC

Office #1: 120 Wayland Avenue, Providence, RI 02905

RIA

CRD#: 106720

PROVIDENCE, RI

Past

January 12, 2021 - November 20, 2023

FIDUCIENT ADVISORS LLC

RIA

CRD#: 106720

CHICAGO, IL

Past

January 4, 2017 - December 31, 2020

FIDUCIARY INVESTMENT ADVISORS, LLC

RIA

CRD#: 140675

PROVIDENCE, RI

Past

August 8, 2011 - December 15, 2016

FIDUCIARY INVESTMENT ADVISORS, LLC

RIA

CRD#: 140675

PROVIDENCE, RI

Past

November 30, 2010 - July 22, 2011

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

June 30, 2010 - December 1, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

BOSTON, MA

Past

June 30, 2010 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

BOSTON, MA

Past

September 12, 2006 - June 14, 2010

CAMMACK RETIREMENT GROUP

RIA

CRD#: 140614

WELLESLEY, MA

Past

August 30, 2001 - June 14, 2010

CAMMACK LARHETTE BROKERAGE, INC.

CRD#: 109906

WELLESLEY, MA

Past

July 31, 2000 - August 31, 2001

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIENT ADVISORS LLC

DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC

CRD#: 106720 / SEC#: 801-48820

RIA

Registered Investment Advisory firm - (3/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/28/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIDUCIENT ADVISORS LLC

DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC

CRD#: 106720 / SEC#: 801-48820

RIA

Registered Investment Advisory firm - (3/27/1995 Approved)

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Contact information

Main Address

500 W Madison Street Suite 3260, Chicago, IL 60661-4593

Mailing Address

Phone number

(312) 853-1000

Established

Firm type

Fiscal year end

# of Employees

218

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIENT ADVISORS LLC PART 2A (11/25/2025)

Regulatory assets under management

Total Number of Accounts	1,150
AUM (Assets Under Management)	$ 67,638,977,771

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/30/2024	Cover Page	Report
11/14/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Michael Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIENT ADVISORS LLC

FIDUCIARY INVESTMENT ADVISORS, LLC

FIDUCIARY INVESTMENT ADVISORS, LLC

LPL FINANCIAL LLC

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

CAMMACK RETIREMENT GROUP

CAMMACK LARHETTE BROKERAGE, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

Primary Firm SEC Registration

FIDUCIENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2006

Series 63

Date: 8/25/2000

Series 6

Date: 7/28/2000

Current Firm

FIDUCIENT ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIENT ADVISORS LLC

TRUST BUT VERIFY

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