Claudia M. Hayden

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

METAIRIE, LA 70002

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CRD#: 4185878

Professional summary

Claudia M Hayden, CFP® is a registered financial advisor currently at REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. located in Metairie, Louisiana.

Claudia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Claudia has worked at 2 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLAUDIA M HAYDEN, INC INACTIVE CORPORATION ORGINALLY FORM TO SELL WHOLESALE FURNITURE AND HOME ACCESSORIES AND ACT AS INTERIOR DECORATOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia M Hayden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 1, 2004 - Present

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

Office #1: 2121 N. Causeway Blvd Ste. 257, Metairie, LA 70002

RIA

CRD#: 113181

METAIRIE, LA

Past

August 21, 2002 - January 29, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW ORLEANS, LA

Past

August 2, 2000 - January 29, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. | YOUR FINANCIAL COACHES

CRD#: 113181 / SEC#: 801-60383

RIA

Registered Investment Advisory firm - (7/3/2001 Approved)

Louisiana

Registered Investment Advisory firm - (7/3/2001 Cancelled)

New York

Registered Investment Advisory firm - (4/20/2007 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/1/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/7/2002

General Securities Principal Examination

Current Firm

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. | YOUR FINANCIAL COACHES

CRD#: 113181 / SEC#: 801-60383

RIA

Registered Investment Advisory firm - (7/3/2001 Approved)

Louisiana

Registered Investment Advisory firm - (7/3/2001 Cancelled)

New York

Registered Investment Advisory firm - (4/20/2007 Cancelled)

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Contact information

Main Address

6620 Riverside Drive Suite 207, Metairie, LA 70003

Mailing Address

17425 Jefferson Hwy Ste C, Baton Rouge, LA 70817

Phone number

(504) 831-4636

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 PLAIN ENGLISH (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,399
AUM (Assets Under Management)	$ 188,472,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Claudia M. Hayden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia M Hayden's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2000

Series 7

Date: 8/1/2000

Series 24

Date: 6/7/2002

Current Firm

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

TRUST BUT VERIFY

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