Brian Garvey
Professional summary
Brian Garvey is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 10 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Garvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2024 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008June 27, 2019 - June 5, 2024
TRADEMAS INC.
May 22, 2017 - June 27, 2019
TULLETT PREBON FINANCIAL SERVICES LLC
January 29, 2014 - May 22, 2017
PTR, INC.
April 8, 2013 - February 3, 2014
ON POINT EXECUTIONS, LLC
May 24, 2011 - December 1, 2011
MONTECITO ADVISORS, INC.
August 30, 2010 - February 28, 2013
DLB SECURITIES L.L.C.
February 27, 2009 - August 30, 2010
ON POINT EXECUTIONS, LLC
May 8, 2008 - March 4, 2009
BLT SECURITIES CORP.
May 19, 2005 - April 24, 2007
LEK SECURITIES CORPORATION
September 26, 2003 - May 2, 2008
AMERIVEST PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
NYSE American LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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