Dawn M. Edwards

HUB INVESTMENT PARTNERS

Austin, TX 78746

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CRD#: 4185819

Professional summary

Dawn Michelle Edwards is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Austin, Texas.

Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Dawn has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Michelle Edwards's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2024 - Present

HUB INVESTMENT PARTNERS, LLC

Office #1: 900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

RIA

CRD#: 307956

Austin, TX

Past

April 14, 2023 - June 5, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Houston, TX

Past

April 14, 2023 - June 5, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

Houston, TX

Past

April 26, 2021 - April 11, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Bethesda, MD

Past

April 26, 2021 - April 11, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Bethesda, MD

Past

May 29, 2019 - April 26, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

AUSTIN, TX

Past

May 29, 2019 - April 26, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

AUSTIN, TX

Past

May 29, 2019 - April 26, 2021

TD AMERITRADE, INC.

CRD#: 7870

AUSTIN, TX

Past

March 16, 2017 - May 21, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Bethesda, MD

Past

March 13, 2017 - May 21, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Bethesda, MD

Past

September 19, 2016 - January 10, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BURLINGAME, CA

Past

September 13, 2016 - January 9, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BURLINGAME, CA

Past

September 22, 2009 - October 22, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

AUSTIN, TX

Past

June 25, 2009 - October 22, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

AUSTIN, TX

Past

March 22, 2005 - May 13, 2009

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

LINTHICUM, MD

Past

March 21, 2005 - May 13, 2009

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

LINTHICUM, MD

Past

July 28, 2004 - March 16, 2005

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

HOUSTON, TX

Past

July 28, 2004 - March 16, 2005

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

March 22, 2004 - August 5, 2004

UNION PLANTERS INVESTMENT ADVISORS, INC.

RIA

CRD#: 111807

HOUSTON, TX

Past

January 30, 2004 - August 5, 2004

PFIC SECURITIES CORPORATION

CRD#: 34941

FRANKLIN, TN

Past

June 14, 2002 - January 23, 2004

BBVA COMPASS INVESTMENT SOLUTIONS, INC

RIA

CRD#: 17086

HOUSTON, TX

Past

June 14, 2002 - January 23, 2004

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

April 8, 2002 - June 14, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

HOUSTON, TX

Past

March 4, 2002 - June 14, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

July 10, 2000 - February 15, 2002

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(4/15/2025)

IAR

Maryland
(6/17/2024)

IAR

Texas
(6/17/2024)

IAR

Virginia
(6/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2000

General Securities Representative Examination

Current Firm

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

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Contact information

Main Address

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

Mailing Address

Phone number

(512) 600-5390

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	8,633
AUM (Assets Under Management)	$ 8,979,977,344

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
04/29/2025	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dawn M. Edwards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Michelle Edwards's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

UNION PLANTERS INVESTMENT ADVISORS, INC.

PFIC SECURITIES CORPORATION

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

HUB INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2002

Series 63

Date: 5/30/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2000

Current Firm

HUB INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUB INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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