Hector F. Villaescusa

BULLTICK WEALTH MANAGEMENT

Hermosillo,

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CRD#: 4185707

Professional summary

Hector Francisco Villaescusa, who also goes by Hector VIllaescusa, is a registered financial advisor currently at BULLTICK WEALTH MANAGEMENT, LLC and BULLTICK, LLC located in Miami, Florida.

Hector is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Hector has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 57TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hector Villaescusa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONVISION 20/20 IS AN EYE CLINIC IN MEXICO, WHERE I AM AN INVESTOR Bulltick Insurance Agency: holds life insurance license. Spends approximately 60h/month during securities trading hours devoted to this activity. Name of the Outside Business Activity: Partners Financials Role: Board Member Investment Related: No Start of OBA: 12/2024 Duties: Advise to the board on new memberships, new markets, opportunities. Approximate number of hours per month devoted to OBA: 4 (during market hours/per month): 2 Compensation: Flat annual fees for in person meeting and video conference

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hector Francisco Villaescusa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2022 - Present

BULLTICK WEALTH MANAGEMENT, LLC

RIA

CRD#: 141588

Hermosillo,

Current

August 1, 2019 - Present

BULLTICK, LLC

Office #1: 333 Se 2nd Ave. Ste 3950, Miami, FL 33131

CRD#: 104005

Miami, FL

Past

October 1, 2010 - September 12, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

October 30, 2008 - September 27, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 17, 2001 - July 11, 2007

NAFINSA SECURITIES, INC.

CRD#: 32382

NEW YORK, NY

Past

July 6, 2000 - May 11, 2001

BBVA INVESTMENTS INC.

CRD#: 31769

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BULLTICK WEALTH MANAGEMENT, LLC

BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC

CRD#: 141588 / SEC#: 801-69169

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

California

Registered Investment Advisory firm - (5/29/2008 Terminated)

Florida

Registered Investment Advisory firm - (5/29/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/15/2021)

Florida
(8/1/2019)

IAR

Florida
(12/22/2022)

IAR

Texas
(10/20/2022)

Texas
(11/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/18/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/4/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 9/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/8/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/5/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/3/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2002

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BULLTICK WEALTH MANAGEMENT, LLC

BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC

CRD#: 141588 / SEC#: 801-69169

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

California

Registered Investment Advisory firm - (5/29/2008 Terminated)

Florida

Registered Investment Advisory firm - (5/29/2008 Terminated)

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Contact information

Main Address

333 Se 2nd Ave Suite 3950, Miami, FL 33131

Mailing Address

Phone number

(305) 533-1541

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BULLTICK WEALTH MANAGEMENT, LLC BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 1,676,677,683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hector F. Villaescusa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hector Francisco Villaescusa's CRS (Customer Relationship Summary).

Certified licenses

Experience

BULLTICK, LLC

GOLDMAN SACHS & CO. LLC

J.P. MORGAN SECURITIES LLC

NAFINSA SECURITIES, INC.

BBVA INVESTMENTS INC.

Primary Firm SEC Registration

BULLTICK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2022

Series 66

Date: 10/18/2010

Series 63

Date: 9/4/2009

Series 57TO

Date: 1/2/2023

SIE

Date: 9/12/2017

Series 3

Date: 11/8/2010

Series 7

Date: 7/5/2000

Series 4

Date: 9/3/2003

Series 24

Date: 9/9/2002

FINRA

Nasdaq Stock Market

Current Firm

BULLTICK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BULLTICK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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