John G. Chaddon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gerard Chaddon was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 2 firms and has passed the Series 7A exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2005 - October 3, 2006
BLUE POINT SECURITIES INC.
June 29, 2001 - June 20, 2005
UPHOLD SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7A
Date: 5/21/2003
Floor Broker Representative ExamCurrent Firm
BLUE POINT SECURITIES INC.
CRD#: 130932 / SEC#: , 8-66408
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROSEO, EUGENE JOHN | CEO/PRES/DIR/CCO/CFO/COO | 1193307 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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