Philip A. Sellers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Allen Sellers, who also goes by Philip A Sellers, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1970. Philip had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 1999 - January 26, 2001
COMMERCE CAPITAL CORPORATION
November 21, 1994 - December 31, 1998
COMMERCE CAPITAL CORPORATION
April 12, 1971 - July 22, 1992
MERCHANT CAPITAL, L.L.C.
November 5, 1970 - October 7, 1971
UNION SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
COMMERCE CAPITAL CORPORATION
CRD#: 36715 / SEC#: , 8-47435
Contact information
Documents
Red Flags
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