John R. Kuprianchik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Kuprianchik, who also goes by John Richard Cooper, John Kooper, J.r Kuprianchik, John Richard Kuprianchik III, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2020 - January 3, 2022
SW FINANCIAL
February 6, 2020 - August 25, 2020
WORDEN CAPITAL MANAGEMENT LLC
December 2, 2014 - February 19, 2020
NETWORK 1 FINANCIAL SECURITIES INC.
April 2, 2013 - October 10, 2014
WINDSOR STREET CAPITAL, LP
August 16, 2011 - June 10, 2013
OBSIDIAN FINANCIAL GROUP, LLC
April 12, 2007 - February 16, 2010
RIDGEWAY & CONGER, INC.
September 1, 2006 - February 21, 2007
WORLD EQUITY GROUP, INC.
June 2, 2005 - August 28, 2006
WESTROCK ADVISORS, INC.
May 22, 2003 - June 2, 2005
GUNNALLEN FINANCIAL, INC
September 18, 2001 - September 20, 2001
WEATHERLY SECURITIES CORPORATION
September 18, 2001 - June 18, 2003
HARRISON SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
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