Michael Zislis

TRUST ASSET MANAGEMENT LLC

Houston, TX 77056

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CRD#: 4185215

Professional summary

Michael Zislis is a registered financial advisor currently at TRUST ASSET MANAGEMENT LLC located in Houston, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTHSTAR MEMORIAL GROUP LLC 1900 ST JAMES PLACE SUITE 300 HOUSTON, TEXAS 77056 NON-INVESTMENT RELATED, CIO, 2/1/11

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Zislis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2014 - Present

TRUST ASSET MANAGEMENT LLC

Office #1: 1900 St James Place Suite 300, Houston, TX 77056

RIA

CRD#: 147379

Houston, TX

Past

April 9, 2010 - April 28, 2011

RONIN CAPITAL, LLC

CRD#: 118428

CHICAGO, IL

Past

May 15, 2007 - October 20, 2008

NATIONAL BANK OF CANADA FINANCIAL INC.

CRD#: 22698

NEW YORK, NY

Past

December 14, 2000 - April 30, 2007

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ASSET MANAGEMENT LLC

SECURITY INVESTMENT MANAGEMENT LLC | TRUST ASSET MANAGEMENT LLC

CRD#: 147379 / SEC#: 801-69363

RIA

Registered Investment Advisory firm - (7/2/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/24/2014)

IAR

Hawaii
(7/24/2014)

IAR

Illinois
(7/24/2014)

IAR

New Jersey
(9/30/2014)

IAR

Texas
(7/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/6/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 3/5/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/4/2000

General Securities Representative Examination

Current Firm

TRUST ASSET MANAGEMENT LLC

SECURITY INVESTMENT MANAGEMENT LLC | TRUST ASSET MANAGEMENT LLC

CRD#: 147379 / SEC#: 801-69363

RIA

Registered Investment Advisory firm - (7/2/2008 Approved)

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Contact information

Main Address

1900 St James Place Suite 300, Houston, TX 77056

Mailing Address

Phone number

(832) 308-2748

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

TAM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 2,764,316,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Zislis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Zislis's CRS (Customer Relationship Summary).

Certified licenses

Experience

RONIN CAPITAL, LLC

NATIONAL BANK OF CANADA FINANCIAL INC.

NOMURA SECURITIES INTERNATIONAL, INC.

Primary Firm SEC Registration

TRUST ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2014

Series 63

Date: 2/6/2006

Series 3

Date: 1/6/2005

Series 55

Date: 3/5/2001

Series 7

Date: 12/4/2000

Current Firm

TRUST ASSET MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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