Jeffrey M. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Mitchell Collins was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2000. Jeffrey had worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2012 - February 8, 2013
TD AMERITRADE, INC.
December 12, 2012 - February 8, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 12, 2012 - February 8, 2013
TD AMERITRADE, INC.
February 3, 2012 - November 2, 2012
SAMMONS FINANCIAL NETWORK, LLC
January 19, 2011 - May 31, 2011
SORRENTO PACIFIC FINANCIAL, LLC
January 19, 2011 - May 31, 2011
SORRENTO PACIFIC FINANCIAL, LLC
October 12, 2009 - January 31, 2011
LPL FINANCIAL LLC
October 12, 2009 - January 31, 2011
LPL FINANCIAL LLC
October 26, 2007 - July 24, 2009
AST INVESTMENT SERVICES, INC.
October 26, 2007 - July 24, 2009
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 3, 2006 - October 24, 2007
PACIFIC SELECT DISTRIBUTORS, LLC
April 29, 2005 - March 9, 2006
FEDERATED INVESTMENT COUNSELING
August 2, 2004 - March 9, 2006
FEDERATED SECURITIES CORP.
October 10, 2000 - August 4, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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