Milan K. Demillan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milan Kent Demillan, who also goes by Milan Smejkal, was a registered financial professional .
Milan is a previously registered financial professional and started their career in finance in 2001. Milan had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2009 - July 8, 2019
TOUCHSTONE ADVISORS INC
September 1, 2009 - July 8, 2019
TOUCHSTONE SECURITIES, INC.
August 1, 2002 - November 20, 2007
CALAMOS ADVISORS LLC
January 2, 2001 - January 15, 2009
CALAMOS FINANCIAL SERVICES LLC
Primary Firm SEC Registration
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 29,132,797,072 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
