John F. Masters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Frederick Masters JR. was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2025 - April 28, 2026
REGIMENT SECURITIES, LLC.
September 22, 2009 - April 11, 2012
BGC FINANCIAL, L.P.
May 30, 2007 - September 22, 2009
CANTOR FITZGERALD & CO.
August 31, 2005 - April 27, 2006
VESTPOINT SECURITIES, INC.
February 20, 2003 - August 9, 2005
THOMAS GROUP CAPITAL
June 20, 2001 - October 10, 2001
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/28/2025
General Securities Representative ExaminationCurrent Firm
REGIMENT SECURITIES, LLC.
CRD#: 311302 / SEC#: , 8-70607
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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