Stanley N. Chan
Professional summary
Stanley Nmn Chan, who also goes by Stanley Nmn Chan, is a registered financial professional currently at KOPENTECH CAPITAL MARKETS LLC located in Roslyn, New York and ALANTRA, LLC located in New York, New York.
Stanley is registered as a RR (Registered Representative) and started their career in finance in 2000. Stanley has worked at 14 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stanley Nmn Chan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2022 - Present
KOPENTECH CAPITAL MARKETS LLC
April 13, 2023 - Present
ALANTRA, LLC
Office #1: 430 Park Avenue Floor 7, New York, NY 10022May 23, 2023 - Present
GLOBAL FRONTERA MARKETS INC.
Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017March 7, 2025 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108August 14, 2024 - April 10, 2025
EQUITYBEE SECURITIES, LLC
November 28, 2023 - March 7, 2025
NH INVESTMENT & SECURITIES AMERICA, INC.
September 27, 2022 - December 3, 2024
THL CAPITAL MARKETS, LLC
September 1, 2022 - June 30, 2023
M SHARE CAPITAL LLC
January 19, 2022 - September 1, 2022
EQUITYBEE SECURITIES, LLC
October 13, 2021 - December 13, 2021
EQUITYZEN SECURITIES LLC
August 1, 2018 - October 6, 2021
FIRSTRADE SECURITIES INC.
January 12, 2009 - June 5, 2018
FHN FINANCIAL SECURITIES CORP.
August 1, 2005 - September 12, 2008
NEWEDGE USA, LLC
May 21, 2001 - February 27, 2004
TD AMERITRADE, INC.
July 3, 2000 - November 20, 2000
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2023)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(7/2/2024)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(6/13/2024)
(8/11/2023)
(8/11/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
