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JS

John C. Sharrock

RISING TIDES FINANCIAL PLANNING
ALEXANDRIA, VA
CRD#: 4184496
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JS
John Charles SharrockRISING TIDES FINANCIAL PLANNING

Professional summary

John Charles Sharrock is a registered financial advisor currently at RISING TIDES FINANCIAL PLANNING LLC located in Alexandria, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Sharrock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2025 - Present

RISING TIDES FINANCIAL PLANNING LLC

RIA
CRD#: 333851
ALEXANDRIA, VA
Past

July 24, 2000 - March 2, 2004

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(1/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/28/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/1/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/2000
General Securities Representative Examination

Current Firm

RT
RISING TIDES FINANCIAL PLANNING LLC
RISING TIDES FINANCIAL PLANNING LLC

CRD#: 333851 / SEC#:

Virginia
Registered Investment Advisory firm - (1/2/2025 Approved)
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Contact information

Main Address
Alexandria, VA
Mailing Address
Phone number
(757) 656-5355
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RISING TIDES FINANCIAL PLANNING LLC

CRD#: 333851Alexandria, VA

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