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GP

Guy E. Pierre

TD PRIVATE CLIENT WEALTH LLC
Fort Lauderdale, FL 33309
Some features on this profile are disabled
CRD#: 4184401
GP

Professional summary

Guy Evans Pierre, who also goes by Guy Evans Pierre, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Fort Lauderdale, Florida.

Guy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Guy has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Guy Evans Pierre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Evans Pierre's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Guy Evans Pierre's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 5900 N Andrews Ave 2nd Floor, Fort Lauderdale, FL 33309
RIA
BD
CRD#: 164484
Fort Lauderdale, FL
Current

February 3, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 5900 N Andrews Ave 2nd Floor, Fort Lauderdale, FL 33309
RIA
BD
CRD#: 164484
Fort Lauderdale, FL
Past

April 18, 2022 - September 23, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Fort Lauderdale, FL
Past

January 26, 2022 - September 23, 2025

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Fort Lauderdale, FL
Past

March 16, 2016 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
FT. LAUDERDALE, FL
Past

March 7, 2016 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
Fort Lauderdale, FL
Past

March 2, 2016 - July 29, 2024

TD AMERITRADE, INC.

BD
CRD#: 7870
Fort Lauderdale, FL
Past

April 27, 2012 - February 18, 2016

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
BOCA RATON, FL
Past

April 26, 2012 - February 18, 2016

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
BOCA RATON, FL
Past

March 3, 2011 - April 19, 2012

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
FORT LAUDERDALE, FL
Past

April 21, 2010 - April 19, 2012

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
FORT LAUDERDALE, FL
Past

January 15, 2010 - February 12, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT LAUDERDALE, FL
Past

January 23, 2008 - January 19, 2010

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
NORTH MIAMI BEACH, FL
Past

October 20, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
PLANTATION, FL
Past

October 20, 2005 - January 15, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
PLANTATION, FL
Past

September 3, 2003 - October 21, 2005

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

March 21, 2001 - August 21, 2003

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

August 7, 2000 - February 27, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 7, 2000 - February 27, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/12/2026)
IAR
California
(2/13/2026)
RR
Florida
(2/4/2026)
IAR
Florida
(2/4/2026)
RR
New Jersey
(2/13/2026)
IAR
New Jersey
(2/13/2026)
IAR
New York
(2/12/2026)
RR
New York
(2/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/1/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/23/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
671

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)
TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

NamePositionCRD#
TD BANK, NATIONAL ASSOCIATIONOWNER
BEGUN, ROBERTPRESIDENT4436053
CALDERON NAJERA, NAYRACCO5040972
CARROLL, ANNACOO4487506
CHABOT, ALAN JCEO2617874
ORTIZ, JORGE LUISCFO & FINOP2725922
WILSON, KEVIN KEITHFINOP5437711

Regulatory assets under management

Total Number of Accounts25,697
AUM (Assets Under Management)$ 8,255,945,350

Disclosures

Regulatory Event3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/30/2025
Cover Page
Report
09/27/2024
Cover Page
Report
06/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484Fort Lauderdale, FL 33309

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