LE
Lawrence J. Eiben
RAYMOND JAMES (USA) LTD.
Langley, British Columbia, V2Y 0E2
Some features on this profile are disabled
CRD#: 4184377
LE
Professional summary
Lawrence J Eiben, CFP®, who also goes by L J Eiben, L. J. Eiben, Lawrence James Eiben, is a registered financial advisor currently at RAYMOND JAMES (USA) LTD. .
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lawrence has worked at 2 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 53, Series 4, Series 24, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
L J Eiben | L. J. Eiben | Lawrence James Eiben
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIDUCIARY FOR FAMILY UGMA ACCOUNTS COLIN AND LAUREN DOLYNSKI (NIECE & NEPHEW) IS INVESTMENT-RELATED AND IS LOCATED AT 6588 187TH ST SURREY BC V3S 4E5. FAMILY GIFT TO MINOR ACCOUNTS AND MY POSITION/TITLE IS TRUSTEE. THE START DATE OF THE BUSINESS IS MAY 1, 2000. I DEVOTE 1 HOUR PER YEAR TO THIS OTHER BUSINESS DURING BUSINESS AND DURING TRADING HOURS. MY DUTIES ARE TRUSTEE (2) FIDUCIARY FOR FAMILY UGMA ACCOUNTS MAXX, WILL AND KOLL EIBEN IS INVESTMENT-RELATED AND IS LOCATED AT 11138 Lyon Rd. Delta BC Canada V4E 1J7. FAMILY GIFT TO MINOR ACCOUNTS AND MY POSITION/TITLE IS TRUSTEE. THE START DATE OF THE BUSINESS IS NOVEMBER 1, 2014. I DEVOTE 1 HOUR TO THIS OTHER BUSINESS DURING BUSINESS AND DURING TRADING HOURS. MY DUTIES ARE TRUSTEE (3)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. L J EIBEN IS LOCATED AT SUITE 2100 - 925 WEST GEORGIA ST, VANCOUVER BC CANADA V6C 3L2 AND HAS BEEN EMPLOYED SINCE JANUARY 1, 2012 AND BECAME REGISTERED NOVEMBER 6, 2014. HE SHE IS A FULL TIME EMPLOYEEAND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 120 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. (4) RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. L J Eiben IS LOCATED AT UITE 2100 - 925 WEST GEORGIA ST, VANCOUVER BC CANADA V6C 3L2 AND HAS BEEN LICENSED WITH RJFP SINCE February 15, 2016. HEIS A FULL-TIME EMPLOYEE. HE DEVOTES 5 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. (5) North Delta Football is not investment-related and is located at 7101C - 120th St Delta, BC, V4E 2A9. I will be a volunteer kid's football coach for North Delta Football starting July 8, 2019. I devote 6 hours per week to this other business outside business and trading hours. (6) DEVELOPMENT DISABILITY ASSOCIATION IS LOCATED AT 100-3851 SHELL ROAD, RICHMOND BC, CANADA. IT IS AN AGENCY THAT PROVIDES 50 COMMUNITY BASED PROGRAMS TO CHILDREN AND ADULTS WITH DISABILITIES. MR. EIBEN IS A BOARD MEMBER AND DEDICATES 6 HOURS PER QUARTER TO THIS OTHER BUSINESS, NOT DURING TRADING HOURS. START DATE OF INVOLVEMENT IS OCTOBER 1, 2019. (7)ND Football Association is not investment-related and is located at 7101C-120th Street, Delta BC, V4E 2A9. The purpose of the ND Football Association is marketing and recruiting and I help coordinate marketing and efforts to recruit new kids to ND Football, and the start date of the business was February 23, 2021. I devote 1 hour a week to this other business during business and trading hours. (8) North Delta Baseball Association is not investment-related and is located at PO Box 276 7101C 120 Street, Delta BA, V4E 2A0. North Delta Baseball Association is for coaching and coordinating the 9U (Tadpole) division. The start date of the business is March 4, 2021. I devote 3 hours as week to this other business during business and trading hours. My duties are coaching and organizing the season for 8-9 year olds. (9) L. J Eiben - Self. L.J Eiben is Writing a book and is located at Crestview Dr. Delta , BC V4E2Z7. He devotes 10-15 hours per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence J Eiben's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lawrence J Eiben's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
June 18, 2012 - Present
RAYMOND JAMES (USA) LTD.
Office #1: Unit 310 8029 199th Street, Langley, British Columbia, V2Y 0E2RIA
BD
CRD#: 25853
Langley, British Columbia,
Current
January 6, 2012 - Present
RAYMOND JAMES (USA) LTD.
Office #1: Unit 310 8029 199th Street, Langley, British Columbia, V2Y 0E2RIA
BD
CRD#: 25853
Langley, British Columbia,
Past
August 9, 2000 - January 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BELLINGHAM, WA
Past
July 6, 2000 - January 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BELLINGHAM, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2019)
RR
California(8/20/2014)
RR
Colorado(9/23/2024)
RR
Florida(10/6/2014)
RR
Idaho(10/6/2021)
RR
Illinois(11/22/2021)
RR
Massachusetts(1/25/2024)
RR
New York(8/12/2016)
RR
North Carolina(12/13/2021)
RR
Ohio(7/11/2024)
RR
Oregon(3/15/2024)
RR
Pennsylvania(8/26/2025)
RR
Texas(1/20/2016)
RR
Washington(1/6/2012)
IAR
Washington(6/18/2012)
RR
Wisconsin(11/26/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2
Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2
Phone number
(604) 659-8200
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
165
SEC notice filing (31 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory assets under management
| Total Number of Accounts | 3,811 |
| AUM (Assets Under Management) | $ 1,544,291,655 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
