Joseph N. Sparacino

LINCOLN INTERNATIONAL LLC

Boston, MA 02110

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CRD#: 4184303

Professional summary

Joseph Nicholas Sparacino, who also goes by Joseph Nicholas Sparacino III, Joseph Nicholas Sparacino, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in Boston, Massachusetts.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph Nicholas Sparacino Iii | Joseph Nicholas Sparacino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Nicholas Sparacino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2024 - Present

LINCOLN INTERNATIONAL LLC

Office #1: 100 Summer St., Boston, MA 02110

CRD#: 42045

Boston, MA

Past

January 7, 2020 - October 29, 2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BOSTON, MA

Past

January 2, 2013 - January 3, 2020

BB&T SECURITIES, LLC

CRD#: 142785

BOSTON, MA

Past

July 27, 2011 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

BOSTON, MA

Past

October 21, 2008 - April 1, 2011

HARRIS WILLIAMS

CRD#: 113930

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/16/2024)

Georgia
(10/16/2024)

Illinois
(10/16/2024)

Massachusetts
(10/16/2024)

New York
(10/16/2024)

Texas
(10/16/2024)

Exams

State Security Law Exam

Series 63

Date: 10/27/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LINCOLN INTERNATIONAL LLC

LINCOLN INTERNATIONAL I LLC | LINCOLN PARTNERS L.L.C | LINCOLN INTERNATIONAL LLC | LINCOLN INTERNATIONAL L.L.C.

CRD#: 42045 / SEC#: , 8-49671

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

110 North Wacker Drive-51st Floor, Chicago, IL 60606

Mailing Address

110 North Wacker Drive-51st Floor, Chicago, IL 60606

Phone number

(312) 580-8339

Established

Illinois since 03/28/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LINCOLN INTERNATIONAL, LP	SOLE MEMBER
BARR, ROBERT BRUCE	MANAGING MEMBER	720560
BROWN, ROBERT TODD	CHIEF EXECUTIVE OFFICER	3114282
HAQUE, SARAH ANSARI	CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL	7419726
KAHN, RONALD ALAN	EXECUTIVE COMMITTEE MEMBER	1701384
LAWSON, LAWRENCE JAMES III	MANAGING MEMBER, CHAIRMAN	1081222
MALCHOW, ERIC DENNIS	PRESIDENT	2499555
NELSON, JULIE ANNE	FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS	7051181

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph N. Sparacino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Nicholas Sparacino's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

HARRIS WILLIAMS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/2008

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2008

Series 24

Date: 8/31/2020

FINRA

Current Firm

LINCOLN INTERNATIONAL LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LINCOLN INTERNATIONAL LLC

TRUST BUT VERIFY

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