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Dorra Meeli Tang

CRD# 4184145·Registered 2001 - 2016
Previously Registered: Being a previously registered professional could mean that Dorra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dorra Meeli Tang, who also goes by Dorra Meeli Gaston, was a registered financial advisor. Dorra was a previously registered financial professional and started their career in finance 2001 - 2016. Dorra had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dorra Meeli Gaston

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

BMA SECURITIES, LLC·CRD# 108219
BD
Scottsdale, AZ
February 4, 2008 - December 31, 2016
THE SHEMANO GROUP, INC.·CRD# 35528
BD
Scottsdale, AZ
May 16, 2007 - February 4, 2008
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Phoenix, AZ
April 16, 2001 - February 12, 2007

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Current Firm

BS
BMA SECURITIES, LLC

BMA SECURITIES | BURT MARTIN ARNOLD SECURITIES, INC. | BMA SECURITIES, LLC

CRD#: 108219 / SEC#: 8-53073
BD
Terminated by SEC on 06/06/2020

Contact Information

Established

Delaware since 07/02/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BMA HOLDING COMPANY, LLCMAJORITY MEMBER/OWNER—
CENTURY TBD HOLDINGS, LLCMINORITY MEMBER/OWNER—
AVERYT, GREGORY EDWARDMINORITY MEMBER/OWNER4925247
ARNOLD, BURT MARTINPRESIDENT/GENERAL SECURITIES PRINCIPAL/COO/CCO2306999
ARNOLD, BURT MARTINFINOP2306999

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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