Richard A. Matyas
Professional summary
Richard Andrew Matyas JR., who also goes by Richard Andrew Matyas, is a registered financial professional currently at NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Salt Lake City, Utah.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2000. Richard has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Andrew Matyas JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2013 - Present
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
Office #1: 623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047June 7, 2011 - November 1, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
January 21, 2009 - June 8, 2009
LASALLE ST SECURITIES, L.L.C.
June 22, 2005 - February 26, 2009
BREWER FINANCIAL SERVICES, LLC
September 9, 2004 - February 24, 2005
UHLMANN PRICE SECURITIES, LLC
January 28, 2004 - September 3, 2004
LASALLE ST SECURITIES, L.L.C.
May 23, 2000 - July 8, 2002
LASALLE ST SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2013)
(11/1/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/22/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD#: 154559 / SEC#: , 8-68648
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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