Harrison C. Chang
Professional summary
Harrison Chi Chang, who also goes by Chi Chang, Harrison C. Chang, Harrison Chang, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Laguna Hills, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Harrison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Harrison has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harrison Chi Chang's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2024 - Present
IP FINANCIAL ADVISORY SERVICES LLC
June 18, 2024 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210December 2, 2017 - July 3, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
December 2, 2017 - July 3, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
May 18, 2016 - June 29, 2017
J.P. MORGAN SECURITIES LLC
May 18, 2016 - June 29, 2017
J.P. MORGAN SECURITIES LLC
December 8, 2014 - March 7, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2014 - March 7, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 11, 2011 - October 23, 2014
KEY WEST INVESTMENTS, LLC
May 9, 2007 - July 10, 2008
CITIGROUP GLOBAL MARKETS INC.
June 29, 2004 - October 12, 2005
PRUDENTIAL EQUITY GROUP, LLC
August 25, 2000 - May 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2000 - May 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2024)
(6/21/2024)
(10/5/2024)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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