David R. Wattenbarger
Professional summary
David Randall Wattenbarger JR, CFP® is a registered financial advisor currently at DRW FINANCIAL located in Chattanooga, Tennessee.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 65, Series 66, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Randall Wattenbarger JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
January 24, 2013 - Present
DRW FINANCIAL
March 27, 2012 - November 19, 2012
SSN ADVISORY, INC.
February 10, 2004 - June 9, 2005
SSN ADVISORY, INC.
October 9, 2000 - November 19, 2012
SECURITIES SERVICE NETWORK, LLC
May 19, 2000 - October 13, 2000
IDS LIFE INSURANCE COMPANY
May 19, 2000 - October 13, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/19/2013)
(10/5/2017)
(8/7/2018)
(1/24/2013)
(6/24/2022)
Exams
Series 55
Date: 2/7/2001
Limited Representative-Equity Trader ExamCurrent Firm
DRW FINANCIAL
CRD#: 166271 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 176 |
| AUM (Assets Under Management) | $ 48,800,000 |
Red Flags
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