John M. Castro
Professional summary
John Mark Castro is a registered financial professional currently at FCF SECURITIES AND DERIVATIVES LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Mark Castro's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2018 - Present
FCF SECURITIES AND DERIVATIVES LLC
Office #1: 440 S. Lasalle St Suite 845, Chicago, IL 60605May 5, 2017 - April 27, 2018
PENSERRA SECURITIES, LLC
March 14, 2005 - May 18, 2017
CHEEVERS & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/27/2010
Limited Representative-Equity Trader ExamFINRA
NYSE Texas, Inc.
Nasdaq Stock Market
Current Firm
FCF SECURITIES AND DERIVATIVES LLC
CRD#: 157067 / SEC#: , 8-68831
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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