Thomas S. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Scott Clark, CFP®, who also goes by Scott Clark, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
July 3, 2012 - March 6, 2019
PLANFIRST INC
June 5, 2012 - June 13, 2012
CLARK FINANCIAL PLANNING, LLC
April 7, 2011 - April 30, 2012
PARAKLETE FINANCIAL, INC.
May 17, 2002 - February 11, 2011
VALIC FINANCIAL ADVISORS, INC.
June 9, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
June 9, 2000 - February 11, 2011
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLANFIRST INC
CRD#: 108941 / SEC#: 801-55657
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
