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AB

Allan J. Boomer

MOMENTUM ADVISORS
New York, NY 10036
Some features on this profile are disabled
CRD#: 4182424
AB

Professional summary

Allan J Boomer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Prior to being barred, Allan has worked at 3 firms, which includes MOMENTUM ADVISORS, GOLDMAN SACHS & CO. LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALLAN BOOMER, CHIEF INVESTMENT OFFICER OF MA, ALSO SERVES AS TRUSTEE OR ON THE BOARD OF DIRECTORS OF A FEW CHARITABLE ORGANIZATIONS WHICH ARE UNRELATED TO THE FINANCIAL SERVICES INDUSTRY. THESE INCLUDE JOHN F. KENNEDY LIBRARY FOUNDATION (BOARD MEMBER), RARITAN VALLEY COMMUNITY COLLEGE FOUNDATION (BOARD MEMBER AND CHAIRMAN OF INVESTMENT COMMITTEE), GOOD SHEPHERD CHURCH (TRUSTEE) AND GOOD SHEPHERD REAL ESTATE HOLDINGS CORP. (CHAIRMAN). ALLAN INVESTS IN FRANCHISES THROUGH AN ENTITY CALLED LEDGERITY LLC. ALLAN IS A FRANCHISEE OF ZIPS CLEANERS. HE IS A MEMBER OF MULTIPLE OWNERSHIP GROUPS THAT OPERATE SEVERAL UNITS IN MARYLAND AND INDIANA. HE MANAGES THE FRANKLIN MORGAN FUND.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan J Boomer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2022 - Present

MOMENTUM ADVISORS

Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036
RIA
CRD#: 159574
New York, NY
Past

January 13, 2020 - December 31, 2021

MOMENTUM ADVISORS

RIA
CRD#: 159574
New York, NY
Past

February 4, 2019 - December 31, 2019

MOMENTUM ADVISORS

RIA
CRD#: 159574
NEW YORK, NY
Past

January 23, 2017 - December 31, 2018

MOMENTUM ADVISORS

RIA
CRD#: 159574
New York, NY
Past

May 11, 2016 - December 31, 2016

MOMENTUM ADVISORS

RIA
CRD#: 159574
New York, NY
Past

August 7, 2015 - December 31, 2015

MOMENTUM ADVISORS

RIA
CRD#: 159574
NEW YORK, NY
Past

August 9, 2004 - May 20, 2010

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

July 31, 2000 - August 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MOMENTUM ADVISORS
MOMENTUM ADVISORS | PISCES VENTURES, LLC | MOMENTUM ADVISORS, LLC

CRD#: 159574 / SEC#: 801-73092

RIA
Registered Investment Advisory firm - (2/7/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(1/14/2022)
IAR
New York
(1/6/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/24/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/20/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/28/2000
General Securities Representative Examination

Current Firm

MA
MOMENTUM ADVISORS
MOMENTUM ADVISORS | PISCES VENTURES, LLC | MOMENTUM ADVISORS, LLC

CRD#: 159574 / SEC#: 801-73092

RIA
Registered Investment Advisory firm - (2/7/2012 Approved)
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Contact information

Main Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Phone number
(917) 997-4297
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2B: MR. MAHABIRSINGH (3/31/2025)
ADV PART 2B: MR. PLATT (3/31/2025)
MOMENTUM ADVISORS FORM ADV PART 2A (3/31/2025)
MOMENTUM ADVISORS FORM ADV 2A (3/31/2025)
FORM ADV PART 2B: MR. PITTS (3/31/2025)
FORM ADV PART 2B: MRS. GRAY (3/31/2025)
BROCHURE SUPPLEMENT FORM ADV PART 2B BOOMER (3/31/2025)
FORM ADV PART 2B BOOMER (3/31/2025)

Regulatory assets under management

Total Number of Accounts329
AUM (Assets Under Management)$ 400,137,550

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
Report
11/04/2024
Cover Page
Report
11/04/2024
Cover Page
Report
11/04/2024
Cover Page
Report
11/04/2024
Cover Page
Report
11/04/2024
Cover Page
Report
01/10/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOMENTUM ADVISORS

CRD#: 159574New York, NY 10036

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