Kevin A. Fraser
Professional summary
Kevin Andrew Fraser, CIMA®, who also goes by Kevin Fraser, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 8 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Andrew Fraser's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2023 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1585 Broadway, New York, NY 10036April 20, 2022 - June 21, 2023
MORGAN STANLEY DISTRIBUTION, INC.
March 3, 2014 - March 10, 2022
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
July 2, 2012 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
March 30, 2010 - June 13, 2012
GUARDIAN INVESTOR SERVICES LLC
October 30, 2008 - February 23, 2010
INVESCO CAPITAL MARKETS, INC.
June 30, 2006 - November 11, 2008
MORGAN STANLEY DISTRIBUTION, INC.
June 6, 2006 - July 11, 2006
MORGAN STANLEY & CO. LLC
March 31, 2003 - May 3, 2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
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