David L. Gehrke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Gehrke was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2024 - April 25, 2025
DECHEQUE SECURITIES LLC
November 28, 2007 - March 31, 2023
LIQUIDNET, INC.
March 13, 2007 - November 19, 2007
CITIGROUP GLOBAL MARKETS INC.
June 29, 2005 - March 13, 2007
LAVA TRADING, INC.
December 17, 2004 - July 13, 2005
CITIGROUP GLOBAL MARKETS INC.
June 2, 2003 - November 10, 2004
UBS CAPITAL MARKETS L.P.
May 15, 2002 - May 20, 2003
BANC OF AMERICA SECURITIES LLC
June 29, 2000 - May 4, 2001
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/21/2002
Limited Representative-Equity Trader ExamCurrent Firm
DECHEQUE SECURITIES LLC
CRD#: 311020 / SEC#: , 8-70602
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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