Rodney G. Graves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Gilbert Graves, who also goes by Rod Graves, was a registered financial advisor .
Rodney is a previously registered financial advisor and started their career in finance in 2000. Rodney had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2005 - May 13, 2008
ONYX WEALTH ADVISORS, INC.
October 29, 2004 - May 13, 2008
CAMBRIDGE LEGACY SECURITIES L.L.C.
December 19, 2003 - October 8, 2004
SII INVESTMENTS, INC.
December 19, 2003 - October 8, 2004
SII INVESTMENTS, INC.
February 3, 2003 - January 20, 2004
WELLSTONE SECURITIES, LLC
January 2, 2003 - February 3, 2003
CAMBRIDGE LEGACY SECURITIES L.L.C.
July 3, 2002 - December 31, 2002
CONSUMER CONCEPTS INVESTMENTS, INC.
June 14, 2002 - July 17, 2002
DORTCH SECURITIES & INVESTMENTS, INC.
June 14, 2002 - July 17, 2002
DORTCH SECURITIES & INVESTMENTS, INC.
April 11, 2002 - June 18, 2002
OSAIC FA, INC.
December 20, 2001 - June 18, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 20, 2001 - June 18, 2002
OSAIC FA, INC.
August 24, 2000 - December 31, 2001
WALNUT STREET SECURITIES, INC.
June 5, 2000 - August 2, 2000
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONYX WEALTH ADVISORS, INC.
CRD#: 119558 / SEC#: 801-64117
Contact information
Red Flags
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