MC
Matthew N. Crary
KBS CAPITAL MARKETS GROUP LLC
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 4181506
MC
Professional summary
Matthew Northcote Crary is a registered financial professional currently at KBS CAPITAL MARKETS GROUP LLC located in Newport Beach, California.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Northcote Crary's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2009 - Present
KBS CAPITAL MARKETS GROUP LLC
Office #1: 800 Newport Center Drive Suite 700, Newport Beach, CA 92660Office #2: 800 Newport Center Drive Suite 600, Newport Beach, CA 92660BD
CRD#: 132299
Newport Beach, CA
Past
December 4, 2008 - April 14, 2009
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
SANTA BARBARA, MA
Past
August 22, 2002 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
RIA
CRD#: 5249
SANTA BARBARA, CA
Past
January 1, 2002 - April 14, 2009
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
SANTA BARBARA, CA
Past
March 23, 2001 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
BD
CRD#: 19177
STAMFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2020)
RR
Alaska(4/20/2020)
RR
Arizona(4/7/2020)
RR
Arkansas(4/8/2020)
RR
California(11/3/2009)
RR
Colorado(4/24/2020)
RR
Connecticut(4/16/2020)
RR
Delaware(4/23/2020)
RR
District of Columbia(4/9/2020)
RR
Florida(11/19/2020)
RR
Georgia(4/3/2020)
RR
Hawaii(4/7/2020)
RR
Idaho(3/30/2020)
RR
Illinois(5/1/2020)
RR
Indiana(6/4/2020)
RR
Iowa(4/1/2020)
RR
Kansas(4/28/2020)
RR
Kentucky(4/8/2020)
RR
Louisiana(3/30/2020)
RR
Maine(4/13/2020)
RR
Maryland(3/31/2020)
RR
Massachusetts(4/30/2020)
RR
Michigan(5/13/2020)
RR
Minnesota(11/23/2020)
RR
Mississippi(3/30/2020)
RR
Missouri(5/5/2020)
RR
Montana(4/13/2020)
RR
Nebraska(4/6/2020)
RR
Nevada(4/9/2020)
RR
New Hampshire(4/14/2020)
RR
New Jersey(5/2/2020)
RR
New Mexico(4/13/2020)
RR
New York(3/30/2020)
RR
North Carolina(4/2/2020)
RR
North Dakota(4/15/2020)
RR
Ohio(4/29/2020)
RR
Oklahoma(3/30/2020)
RR
Oregon(4/7/2020)
RR
Pennsylvania(3/31/2020)
RR
Rhode Island(3/31/2020)
RR
South Carolina(4/22/2020)
RR
South Dakota(3/31/2020)
RR
Tennessee(4/29/2020)
RR
Texas(4/20/2020)
RR
Utah(4/3/2020)
RR
Vermont(4/16/2020)
RR
Virginia(5/14/2020)
RR
Washington(4/10/2020)
RR
West Virginia(4/7/2020)
RR
Wisconsin(4/9/2020)
RR
Wyoming(4/3/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KC
KBS CAPITAL MARKETS GROUP LLC
KBS CAPITAL MARKETS GROUP LLC | MPARTNERS SECURITIES, LLC
CRD#: 132299 / SEC#: , 8-66581
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
800 Newport Center Drive Suite 600, Newport Beach, CA 92660
Mailing Address
800 Newport Center Drive Suite 600, Newport Beach, CA 92660
Phone number
(949) 717-6200
Established
California since 04/26/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
