Robert A. Easterling
CETERA INVESTMENT ADVISERS LLC
BRIMINGHAM, AL 35242
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CRD#: 4181181
Professional summary
Robert Andrew Easterling, CFP®, who also goes by Andy Easterling, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brimingham, Alabama and CETERA ADVISORS LLC located in Brimingham, Alabama.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Easterling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA: DOUBLEOAK FINANCIAL GROUP LLC, INVESTMENT RELATED ADDRESS IS THE SAME AS OFFICE LOCATION, FINANCIAL PLANNING AND ADVISORY SERVICES, START MAY 2014, 40 HOURS A WEEK DURING -TRADING HOURS, OWNER - CFP 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 3. ROBERT A. EASTERLING, CPA, 5341 RIVERBEND TRAIL BIRMINGHAM AL 35244,INCOME TAX PREPARATION DURING TAX SEASON, APPROXIMATELY 25 HOURS PER MONTH FROM FEBRUARY TO APRIL. 4. NAME OF OTHER BUSINESS: PHILIP MAHAN DAVIS FOUNDATION INVESTMENT RELATED: NO ADDRESS: P.O. BOX 1434, PELHAM, AL 35124 NATURE OF BUSINESS: FOUNDATION START DATE: 05/01/2015 POSITION/TITLE/RELATIONSHIP: CO-TREASURER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CO-TREASURER. 5. NAME OF OTHER BUSINESS: PROVIDENCE PARK OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2201 PROVIDENCE PARK STE 100, BIRMINGHAM, AL 35242; NATURE OF BUSINESS: OFFICE BUILDING OWNERS ASSOCIATION; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ASSIST PRESIDENT OVERSEE ASSOCIATION'S ACTIVITIES;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Andrew Easterling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1000 Providence Park Ste 100, Brimingham, AL 35242RIA
CRD#: 105644
BRIMINGHAM, AL
Current
July 1, 2003 - Present
CETERA ADVISORS LLC
Office #1: 1000 Providence Park Ste 100, Brimingham, AL 35242BD
CRD#: 10299
Brimingham, AL
Past
July 1, 2003 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
BIRMINGHAM, AL
Past
July 5, 2001 - July 1, 2003
THE ADVISORS GROUP, INC.
RIA
CRD#: 14035
BIRMINGHAM, AL
Past
March 5, 2001 - July 1, 2003
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2003)
IAR
Alabama(3/21/2024)
RR
Florida(8/2/2007)
RR
Georgia(3/23/2005)
RR
Kentucky(1/2/2013)
RR
Mississippi(10/11/2023)
RR
Nebraska(1/2/2013)
RR
New Mexico(6/9/2015)
RR
New York(1/7/2025)
RR
North Carolina(6/6/2018)
RR
Pennsylvania(1/4/2021)
RR
South Carolina(9/2/2010)
RR
Tennessee(6/27/2007)
RR
Texas(1/17/2006)
IAR
Texas(3/21/2024)
RR
Virginia(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Brimingham, AL 35242TRUST BUT VERIFY
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