Kevin Karnchanaphati

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CRD#: 4181105

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Karnchanaphati was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 7 firms and has passed the Series 66, Series 63, Series 62, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 2, 2024 - August 6, 2024

ZEUS FINANCIAL, LLC

CRD#: 18192

Oak Park, IL

Past

July 1, 2021 - November 27, 2023

INSPEREX LLC

CRD#: 101420

CHICAGO, IL

Past

November 4, 2019 - July 12, 2021

280 SECURITIES LLC

CRD#: 284939

Chicago, IL

Past

April 28, 2015 - May 8, 2019

WILLIAM BLAIR

RIA

CRD#: 1252

CHICAGO, IL

Past

April 28, 2015 - May 8, 2019

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

November 4, 2009 - March 27, 2015

D.A. DAVIDSON & CO.

RIA

CRD#: 199

DUBLIN, OH

Past

November 2, 2009 - March 27, 2015

D.A. DAVIDSON & CO.

CRD#: 199

DUBLIN, OH

Past

April 19, 2007 - March 18, 2009

BUTLER, WICK & CO., INC.

RIA

CRD#: 120

DUBLIN, OH

Past

January 27, 2004 - March 18, 2009

BUTLER, WICK & CO., INC.

CRD#: 120

DUBLIN, OH

Past

February 6, 2001 - April 15, 2002

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/24/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/5/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/23/2012

General Securities Principal Examination

Current Firm

ZEUS FINANCIAL, LLC

CRD#: 18192 / SEC#: , 8-36214

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Mailing Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Phone number

(561) 708-0700

Established

Florida since 03/17/1986

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BUTKEVITS, LETICIA VERA	MEMBER	6717105
ORCHID BAY FINANCIAL HOLDINGS, LLC	MEMBER
ACHILLE, RALPH	CCO	5875142
BUTKEVITS, VINCENT WILLIAM III	CEO	1818987
KUMAR, PARDEEP	MANAGING DIRECTOR	5214503
SHUMBERG, IVANA MARCELLA	FINOP/PFO	3167225
TROUSDALE, LAUREN NICOLE	FINOP/POO	5622407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Karnchanaphati

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INSPEREX LLC

280 SECURITIES LLC

WILLIAM BLAIR

WILLIAM BLAIR

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

BUTLER, WICK & CO., INC.

BUTLER, WICK & CO., INC.

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2005

Series 63

Date: 6/22/2001

Series 62

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 1/24/2004

Series 7

Date: 2/5/2001

Series 24

Date: 4/23/2012

Current Firm

ZEUS FINANCIAL, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ZEUS FINANCIAL, LLC

TRUST BUT VERIFY

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