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John D. Seibert

J. D. SEIBERT & COMPANY
CINCINNATI, OH 45202-2024
Some features on this profile are disabled
CRD#: 418105
JS

Professional summary


John David Seibert is a registered financial professional currently at J. D. SEIBERT & COMPANY, INC. located in Cincinnati, Ohio.

John is registered as a RR (Registered Representative) and started their career in finance in 1970. John has worked at 5 firms and has passed the Series 52TO, Series 99TO, Series 7TO, SIE, Series 1, Series 27, Series 24, Series 4, Series 14, F04 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John David Seibert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 9, 1979 - Present

J. D. SEIBERT & COMPANY, INC.

Office #1: 20 West 9th Street, Cincinnati, OH 45202-2024
BD
CRD#: 7884
CINCINNATI, OH
Past

July 1, 1975 - March 1, 1979

FIELD, RICHARDS AND COMPANY, INC

BD
CRD#: 1814
Past

May 22, 1974 - August 9, 1975

ALMSTEDT BROTHERS, INC.

BD
CRD#: 31
Past

February 10, 1972 - June 15, 1974

VERCOE & COMPANY, INC.

BD
CRD#: 855
Past

October 22, 1970 - February 24, 1972

W D GRADISON & COMPANY

BD
CRD#: 1000002

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/12/2006)
RR
Kentucky
(8/14/1982)
RR
Ohio
(8/14/1982)

Exams


General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/30/1968
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
F04
Date: 2/6/1979
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 5/17/1977
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm


JD
J. D. SEIBERT & COMPANY, INC.
J. D. SEIBERT & COMPANY, INC.

CRD#: 7884 / SEC#: , 8-23604

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
20 West 9th Street, Cincinnati, OH 45202-2024
Mailing Address
20 West 9th Street, Cincinnati, OH 45202-2024
Phone number
+1 (513) 241-8888
Established
Ohio since 01/16/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SEIBERT, SCOTT WILLIAMPRESIDENT, SECRETARY, AND TREASURER2096860
REYNOLDS, MATTHEW MARKFINOP4077413
SEIBERT, JOHN DAVIDCHIEF COMPLIANCE OFFICER418105

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J. D. SEIBERT & COMPANY, INC.

CRD#: 7884Cincinnati, OH 45202-2024

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