John D. Seibert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Seibert was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 5 firms and has passed the Series 52TO, Series 99TO, Series 7TO, SIE, Series 1, Series 27, Series 24, Series 4, Series 14, F04 and Series 40 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 1979 - August 24, 2026
J. D. SEIBERT & COMPANY, INC.
July 1, 1975 - March 1, 1979
FIELD, RICHARDS AND COMPANY, INC
May 22, 1974 - August 9, 1975
ALMSTEDT BROTHERS, INC.
February 10, 1972 - June 15, 1974
VERCOE & COMPANY, INC.
October 22, 1970 - February 24, 1972
W D GRADISON & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 52TO
Passed: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Passed: 1/2/2023
Operations Professional ExaminationSeries 7TO
Passed: 1/2/2023
General Securities Representative ExaminationF04
Passed: 2/6/1979
Financial Principal ExaminationCurrent Firm
J. D. SEIBERT & COMPANY, INC.
CRD#: 7884 / SEC#: , 8-23604
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
