Michael C. Kozak

BLUEDOOR PRIVATE WEALTH

Beverly, MA 01915

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CRD#: 4181027

Professional summary

Michael Charles Kozak, CFP® is a registered financial advisor currently at BLUEDOOR PRIVATE WEALTH, LLC located in Beverly, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I currently maintain a small tax and estate planning practice. The work is sporadic and only as needs may arise. I devote around 10 hours per year drafting estate planning documents or coordinating tax work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Kozak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

December 18, 2019 - Present

BLUEDOOR PRIVATE WEALTH, LLC

Office #1: 50 Dunham Ridge Suite 1250, Beverly, MA 01915

RIA

CRD#: 301907

Beverly, MA

Past

November 15, 2017 - January 30, 2020

LITTLE HOUSE CAPITAL, LLC

RIA

CRD#: 290070

TOPSFIELD, MA

Past

September 2, 2010 - January 26, 2018

EAST COAST ASSET MANAGEMENT, LLC

RIA

CRD#: 147910

ESSEX, MA

Past

February 5, 2002 - August 19, 2010

CABOT WEALTH MANAGEMENT

RIA

CRD#: 107327

SALEM, MA

Past

June 21, 2000 - July 5, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUEDOOR PRIVATE WEALTH, LLC

CRD#: 301907 / SEC#: 801-131443

RIA

Registered Investment Advisory firm - (11/8/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (11/11/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/15/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/22/2025)

IAR

Massachusetts
(12/18/2019)

IAR

New Hampshire
(1/21/2020)

IAR

Texas
(10/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/2000

General Securities Representative Examination

Current Firm

BLUEDOOR PRIVATE WEALTH, LLC

CRD#: 301907 / SEC#: 801-131443

RIA

Registered Investment Advisory firm - (11/8/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (11/11/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/15/2024 Terminated)

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Contact information

Main Address

50 Dunham Ridge Suite 1250, Beverly, MA 01915

Mailing Address

Phone number

(978) 969-6115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUEDOOR PRIVATE WEALTH BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 105,928,806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael C. Kozak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Kozak's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUEDOOR PRIVATE WEALTH, LLC

LITTLE HOUSE CAPITAL, LLC

EAST COAST ASSET MANAGEMENT, LLC

CABOT WEALTH MANAGEMENT

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BLUEDOOR PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2000

Series 7

Date: 6/20/2000

Current Firm

BLUEDOOR PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUEDOOR PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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