Harry J. Plack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry John Plack, who also goes by Harry J Plack, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 2001. Harry had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2011 - December 5, 2012
PLACK WEALTH ADVISORY GROUP, INC.
May 22, 2009 - December 31, 2010
PLACK WEALTH ADVISORY GROUP, INC.
April 15, 2009 - July 13, 2009
GROVE POINT INVESTMENTS, LLC
December 14, 2005 - April 23, 2007
OSAIC FA, INC.
December 14, 2005 - April 21, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 14, 2005 - April 23, 2007
OSAIC FA, INC.
February 28, 2001 - January 22, 2004
OSAIC FA, INC.
January 12, 2001 - January 22, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 12, 2001 - January 22, 2004
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLACK WEALTH ADVISORY GROUP, INC.
CRD#: 149583 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
