Sean F. Lanci
Professional summary
Sean Francis Lanci was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sean Francis Lanci was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2002. Sean had worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2016 - November 30, 2016
FIRST STANDARD FINANCIAL COMPANY LLC
July 17, 2015 - November 5, 2015
ROTHSCHILD LIEBERMAN LLC
April 30, 2015 - July 20, 2015
EASTGATE SECURITIES, LLC
June 26, 2013 - May 19, 2015
CORINTHIAN PARTNERS, L.L.C.
March 14, 2013 - June 18, 2013
JOHN THOMAS FINANCIAL
November 20, 2012 - March 19, 2013
ROCKWELL GLOBAL CAPITAL LLC
May 10, 2012 - December 7, 2012
OBSIDIAN FINANCIAL GROUP, LLC
March 15, 2011 - May 2, 2012
CALDWELL INTERNATIONAL SECURITIES
October 18, 2010 - February 14, 2011
GLOBAL ARENA CAPITAL CORP
May 19, 2010 - October 18, 2010
CHARLES MORGAN SECURITIES, INC.
November 14, 2007 - May 17, 2010
VFINANCE INVESTMENTS, INC
March 19, 2007 - November 12, 2007
ITRADEDIRECT.COM CORP
November 23, 2005 - March 8, 2007
WESTPARK CAPITAL, INC.
February 16, 2005 - November 8, 2005
ITRADEDIRECT.COM CORP
June 28, 2004 - February 1, 2005
INDEPENDENT SECURITIES INVESTORS CORPORATION
June 11, 2003 - December 31, 2003
SHELMAN SECURITIES CORP.
January 7, 2003 - March 28, 2003
BROCKINGTON SECURITIES, INC.
April 26, 2002 - May 29, 2002
KSH INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
