Thomas M. Morton

APLOMADO ADVISORS

Dallas, TX 75219

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CRD#: 4180816

Professional summary

Thomas More Morton is a registered financial advisor currently at APLOMADO ADVISORS, LLC located in Dallas, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cuda Pharmaceuticals, LLC, Privately held generic pharmaceutical developer, Non-Investment related, 29 Center Dr. Little Neck, NY 11363, Board member, 2013, 4 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas More Morton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2021 - Present

APLOMADO ADVISORS, LLC

Office #1: 3811 Turtle Creek Blvd Suite 1325, Dallas, TX 75219

RIA

CRD#: 312503

Dallas, TX

Past

October 15, 2020 - March 25, 2021

RENNER CAPITAL PARTNERS, LLC

RIA

CRD#: 288342

DALLAS, TX

Past

October 5, 2004 - June 21, 2006

CARDINAL PUBLIC MARKET GROUP, L.P.

RIA

CRD#: 131420

DALLAS, TX

Past

October 5, 2004 - August 27, 2014

CPMG, INC.

RIA

CRD#: 131417

DALLAS, TX

Past

March 17, 2003 - May 8, 2006

CARDINAL TRADING

RIA

CRD#: 6657

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2020

Uniform Investment Adviser Law Examination

Current Firm

APLOMADO ADVISORS, LLC

CRD#: 312503 / SEC#:

Texas

Registered Investment Advisory firm - (3/28/2025 Termination Requested)

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Contact information

Main Address

3811 Turtle Creek Blvd Suite 950, Dallas, TX 75219

Mailing Address

Phone number

(214) 396-2268

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 70,798,701

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Morton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas More Morton's CRS (Customer Relationship Summary).

Certified licenses

Experience

APLOMADO ADVISORS, LLC

RENNER CAPITAL PARTNERS, LLC

CARDINAL PUBLIC MARKET GROUP, L.P.

CPMG, INC.

CARDINAL TRADING

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2020

Current Firm

APLOMADO ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

APLOMADO ADVISORS, LLC

TRUST BUT VERIFY

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