Thomas M. Morton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas More Morton was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2003. Thomas had worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2021 - March 28, 2025
APLOMADO ADVISORS, LLC
October 15, 2020 - March 25, 2021
RENNER CAPITAL PARTNERS, LLC
October 5, 2004 - June 21, 2006
CARDINAL PUBLIC MARKET GROUP, L.P.
October 5, 2004 - August 27, 2014
CPMG, INC.
March 17, 2003 - May 8, 2006
CARDINAL TRADING
State Registrations and Notice Filings
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Current Firm
APLOMADO ADVISORS, LLC
CRD#: 312503 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 70,798,701 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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