Eleftherios P. Seggos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eleftherios Pericles Seggos, who also goes by Terry Seggos, was a registered financial professional .
Eleftherios is a previously registered financial professional and started their career in finance in 1970. Eleftherios had worked at 7 firms and has passed the Series 63, Series 18, Series 7 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1987 - July 18, 1987
HAAS SECURITIES CORPORATION
June 3, 1986 - May 18, 1987
PENDRICK REEVES ASSOCIATES, INC.
June 12, 1984 - October 24, 1985
MORGAN STANLEY DW INC.
December 5, 1980 - May 4, 1982
LEHMAN BROTHERS INC.
September 6, 1977 - January 12, 1980
JOHN MUIR & CO.
November 18, 1971 - December 31, 1974
STEVENS JACKSON SEGGOS, INC.
October 29, 1970 - December 14, 1971
E. P. SEGGOS & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 10/20/1984
Securities Industry Rules and Regulations ExaminationSeries 00
Date: 10/26/1970
General Securities Principal ExaminationCurrent Firm
HAAS SECURITIES CORPORATION
CRD#: 2104 / SEC#: , 8-13012
Contact information
Documents
Red Flags
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