Cesar M. Dablo

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CRD#: 4180378

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cesar Marcelino Dablo, who also goes by Cesar M Dablo Jr, Cesar Marcelino Dablo Jr, Cesar Marcelino Dablo, Cesar Dablo, was a registered financial professional .

Cesar is a previously registered financial professional and started their career in finance in 2000. Cesar had worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cesar M Dablo Jr | Cesar Marcelino Dablo Jr | Cesar Marcelino Dablo | Cesar Dablo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DeOro Insurance Solutions, previous owner, sold book of business and receive income until May 2024. Still provide advice periodically and lease building to new owners. Insurance sales

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 2020 - April 22, 2024

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Kerrville, TX

Past

August 7, 2017 - May 29, 2020

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

White City, OR

Past

August 4, 2017 - May 29, 2020

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

White City, OR

Past

December 19, 2014 - August 23, 2017

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

WHITE CITY, OR

Past

December 8, 2014 - August 23, 2017

QUESTAR CAPITAL CORPORATION

CRD#: 43100

WHITE CITY, OR

Past

January 2, 2013 - November 18, 2014

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

MEDFORD, OR

Past

January 2, 2013 - November 18, 2014

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

MEDFORD, OR

Past

April 19, 2012 - December 31, 2012

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

MEDFORD, OR

Past

March 27, 2012 - December 31, 2012

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MEDFORD, OR

Past

January 6, 2012 - March 26, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PORTLAND, OR

Past

January 6, 2012 - March 26, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PORTLAND, OR

Past

June 25, 2010 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

PORTLAND, OR

Past

April 15, 2010 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

PORTLAND, OR

Past

January 22, 2008 - September 15, 2009

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD#: 135288

SALEM, OR

Past

September 15, 2005 - November 15, 2007

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LEBANON, OR

Past

June 14, 2004 - September 8, 2005

COUNTRY TRUST BANK

RIA

CRD#: 109487

ALBANY, OR

Past

July 31, 2001 - September 8, 2005

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

BLOOMINGTON, IL

Past

September 7, 2000 - July 11, 2001

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC

CRD#: 141413 / SEC#: 801-68010

RIA

Registered Investment Advisory firm - (6/20/2007 Approved)

Arizona

Registered Investment Advisory firm - (6/25/2007 Terminated)

Arkansas

Registered Investment Advisory firm - (7/3/2007 Terminated)

California

Registered Investment Advisory firm - (6/26/2007 Terminated)

Illinois

Registered Investment Advisory firm - (6/20/2007 Terminated)

Indiana

Registered Investment Advisory firm - (6/25/2007 Terminated)

Nevada

Registered Investment Advisory firm - (7/19/2007 Terminated)

Ohio

Registered Investment Advisory firm - (6/25/2007 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/20/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (7/25/2007 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2007 Terminated)

Virginia

Registered Investment Advisory firm - (7/6/2007 Terminated)

Washington

Registered Investment Advisory firm - (6/25/2007 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/25/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/26/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/26/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/5/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC

CRD#: 141413 / SEC#: 801-68010

RIA

Registered Investment Advisory firm - (6/20/2007 Approved)

Arizona

Registered Investment Advisory firm - (6/25/2007 Terminated)

Arkansas

Registered Investment Advisory firm - (7/3/2007 Terminated)

California

Registered Investment Advisory firm - (6/26/2007 Terminated)

Illinois

Registered Investment Advisory firm - (6/20/2007 Terminated)

Indiana

Registered Investment Advisory firm - (6/25/2007 Terminated)

Nevada

Registered Investment Advisory firm - (7/19/2007 Terminated)

Ohio

Registered Investment Advisory firm - (6/25/2007 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/20/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (7/25/2007 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2007 Terminated)

Virginia

Registered Investment Advisory firm - (7/6/2007 Terminated)

Washington

Registered Investment Advisory firm - (6/25/2007 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/25/2007 Terminated)

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Contact information

Main Address

1745 S. Naperville Road Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

395

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKSTONE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A, APPENDIX 1 - WRAP BROCHURE (7/30/2025)

BROOKSTONE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A (7/30/2025)

Regulatory assets under management

Total Number of Accounts	73,650
AUM (Assets Under Management)	$ 10,409,137,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cesar M. Dablo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

ALLSTATE FINANCIAL SERVICES, LLC

COUNTRY TRUST BANK

COUNTRY CAPITAL MANAGEMENT COMPANY

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

BROOKSTONE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2004

Series 63

Date: 9/7/2000

Series 7TO

Date: 3/26/2024

Series 6TO

Date: 3/26/2024

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2018

Series 6

Date: 9/5/2000

Current Firm

BROOKSTONE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKSTONE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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