Michael S. Segal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Stephen Segal was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 15 firms and has passed the Series 63, SIE, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2017 - November 9, 2017
UNIVEST SECURITIES, LLC
October 30, 2015 - February 22, 2018
WYNSTON HILL CAPITAL, LLC
February 2, 2010 - September 16, 2015
HALCYON CABOT PARTNERS, LTD.
October 31, 2006 - November 3, 2009
WHITAKER SECURITIES LLC
March 3, 2006 - August 29, 2006
SKYEBANC, INC.
June 19, 2003 - December 31, 2005
WHITAKER SECURITIES LLC
November 18, 2002 - July 10, 2003
MARATHON CAPITAL MARKETS, LLC
August 13, 2002 - October 7, 2002
BRILL SECURITIES, INC.
May 2, 2002 - March 3, 2003
GREAT EASTERN SECURITIES, INC.
November 20, 2001 - April 29, 2002
ARJENT LTD.
November 29, 1999 - October 31, 2001
ALEXANDER, WESCOTT, & CO., INC.
March 31, 1992 - October 29, 1999
LAMBORN SECURITIES INCORPORATED
July 11, 1986 - March 17, 1992
MF GLOBAL INC.
February 22, 1985 - July 11, 1986
THE DRATEL GROUP, INC.
January 26, 1983 - February 11, 1985
C & S SECURITIES, INC.
February 16, 1982 - July 25, 1983
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/9/1966
Registered Representative ExaminationCurrent Firm
UNIVEST SECURITIES, LLC
CRD#: 36105 / SEC#: , 8-47006
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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