Demy C. Jacob

CETERA ADVISORS LLC

PONTE VEDRA BEACH, FL 32082

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CRD#: 4179821

Professional summary

Demy Chris Jacob is a registered financial professional currently at CETERA ADVISORS LLC located in Ponte Vedra Beach, Florida.

Demy is registered as a RR (Registered Representative) and started their career in finance in 2002. Demy has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 62 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Demy Chris Jacob's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2025 - Present

CETERA ADVISORS LLC

Office #1: 822 N. A1a Highway Suite# 310, Ponte Vedra Beach, FL 32082

CRD#: 10299

PONTE VEDRA BEACH, FL

Past

October 12, 2022 - July 1, 2025

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

June 13, 2019 - October 4, 2022

E*TRADE SECURITIES LLC

CRD#: 29106

Jersey City, NJ

Past

February 5, 2019 - May 28, 2019

BEECH HILL SECURITIES, INC.

CRD#: 24771

NEW YORK, NY

Past

April 9, 2018 - September 13, 2018

TRADEWEB DIRECT LLC

CRD#: 103787

NEW YORK, NY

Past

October 5, 2012 - April 7, 2018

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Past

July 2, 2012 - October 9, 2012

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

NEW YORK, NY

Past

March 23, 2011 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

NEW YORK, NY

Past

March 18, 2011 - September 27, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

NEW YORK, NY

Past

January 31, 2005 - April 29, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOCA RATON, FL

Past

January 31, 2005 - April 29, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOCA RATON, FL

Past

December 15, 2003 - December 17, 2004

FIRST HUDSON FINANCIAL GROUP, INC.

CRD#: 32926

NEW YORK, NY

Past

November 4, 2002 - December 15, 2003

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/16/2025)

California
(6/16/2025)

Florida
(6/10/2025)

Georgia
(6/16/2025)

Ohio
(6/16/2025)

Texas
(6/16/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 2/6/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2003

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 11/1/2002

Corporate Securities Limited Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA ADVISORS LLC

CETERA ADVISORS LLC | MULTI-FINANCIAL SECURITIES CORPORATION | MAGIS FINANCIAL PARTNERS | FIRST ALLIED SECURITIES

CRD#: 10299 / SEC#: 801-33020, 8-26892

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

5299 Dtc Blvd #800 Suite 800, Greenwood Village, IL 80111

Mailing Address

400 First Street South Suite 300, Saint Cloud, MN 56301

Phone number

(800) 929-3485

Established

Delaware since 08/31/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,138

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CETERA ADVISORS LLC ADV 2A AND APPENDIX 1 (3/28/2024)

Direct owners and executive officers

Name	Position	CRD#
CETERA FINANCIAL GROUP, INC.	SOLE MEMBER
ARNOLD, SUMMER SELTZER	VICE PRESIDENT	2954103
BUCHHEISTER, JEFFREY ROBERT	CHIEF FINANCIAL OFFICER	4709900
BUDEVICH, SERGE	VICE PRESIDENT AND TAX OFFICER	7996345
DEL VALLE, ELISA ANNE-MARIE	VICE PRESIDENT	4807911
DOWELL, RODNEY CAMMERON	PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT	7376607
FRIES, MATTHEW NEIL KALANI	VICE PRESIDENT	2723824
GOK, LISA ANNE	SECRETARY	5059738
HALLORAN, THOMAS WILLIAM	CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER	1921834
HOLWEGER, KIMBERLEY	CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER	1572778
LEE, WINNIE AI-LING	ASSISTANT SECRETARY	7381661
MACKAY, TODD CHRISTOPHER	MANAGER	2799860
MCCALLOP, PATRICIA RUTHERFORD	BROKER DEALER CHIEF COMPLIANCE OFFICER	5059176
MERRILL, GARRETT JAMES	VICE PRESIDENT	4306692
MIZUGUCHI, MAURA	CHIEF ACCOUNTING OFFICER AND TREASURER	5769181
NEARY, JOSEPH DANIEL	MANAGER AND VICE PRESIDENT	2993505
RAMOS, RAMON	MONEY LAUNDERING REPORTING OFFICER	2160203
SMILEY, STANLEY ROBERT	VICE PRESIDENT	3004604
STINSON, TIMOTHY EARL MCCOY	VICE PRESIDENT	2272183
VAN HAVERMAAT, DAVID JAMES	ASSISTANT SECRETARY	7042846
VOGEL, RICHARD CHARLES	VICE PRESIDENT	4024999

Regulatory assets under management

Total Number of Accounts	81,652
AUM (Assets Under Management)	$ 21,989,347,265

Disclosures

Regulatory Event	14
Civil Event	1
Arbitration	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Demy C. Jacob

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Demy Chris Jacob's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

E*TRADE SECURITIES LLC

BEECH HILL SECURITIES, INC.

TRADEWEB DIRECT LLC

NATIONAL SECURITIES CORPORATION

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIRST HUDSON FINANCIAL GROUP, INC.

NATIONAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/6/2004

SIE

Date: 9/13/2018

Series 7

Date: 4/4/2003

Series 62

Date: 11/1/2002

FINRA

Current Firm

CETERA ADVISORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CETERA ADVISORS LLC

TRUST BUT VERIFY

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