Vivian M. Honeycutt

BAY CAPITAL ADVISORS

Chesapeake, VA 23321

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CRD#: 4179766

Professional summary

Vivian Maher Honeycutt, CFP®, who also goes by VIvian Maher Gross, is a registered financial advisor currently at BAY CAPITAL ADVISORS, LLC located in Chesapeake, Virginia.

Vivian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Vivian has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Biography

2005-2009 Member- Financial Planning Association
2006-2007 President National Association of Women Business Owners-Southeastern Virginia Chapter

Question & Answer

What are your service offerings?

Tax Planning

Insurance Planning

Elder Care

Investment Planning

Comprehensive Financial Planni...

Estate Planning

Retirement Planning

Do you have an area of expertise or specialization?

Business Owners

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

Vivian Maher Gross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivian Maher Honeycutt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

April 6, 2022 - Present

BAY CAPITAL ADVISORS, LLC

Office #1: 4240 Portsmouth Blvd. Suite 434, Chesapeake, VA 23321

RIA

CRD#: 140796

Chesapeake, VA

Past

August 26, 2005 - April 5, 2022

HONEYCUTT FINANCIAL SERVICES, LLC

RIA

CRD#: 136649

CHESAPEAKE, VA

Past

March 2, 2005 - August 12, 2005

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

VIRGINIA BEACH, VA

Past

March 2, 2005 - August 12, 2005

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

June 13, 2001 - March 4, 2005

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CHESAPEAKE, VA

Past

May 19, 2000 - March 4, 2005

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAY CAPITAL ADVISORS, LLC

CRD#: 140796 / SEC#: 801-122519

RIA

Registered Investment Advisory firm - (10/20/2021 Approved)

Florida

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2021 Terminated)

Virginia

Registered Investment Advisory firm - (12/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/6/2022)

IAR

Virginia
(4/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BAY CAPITAL ADVISORS, LLC

CRD#: 140796 / SEC#: 801-122519

RIA

Registered Investment Advisory firm - (10/20/2021 Approved)

Florida

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2021 Terminated)

Virginia

Registered Investment Advisory firm - (12/7/2021 Terminated)

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Contact information

Main Address

582 Lynnhaven Parkway Suite 302, Virginia Beach, VA 23452

Mailing Address

Phone number

(757) 816-0967

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE AND PARTS 2B BROCHURE SUPPLEMENTS (2/25/2025)

Regulatory assets under management

Total Number of Accounts	591
AUM (Assets Under Management)	$ 195,912,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Vivian M. Honeycutt

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivian Maher Honeycutt's CRS (Customer Relationship Summary).

Certified licenses

Experience

HONEYCUTT FINANCIAL SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BAY CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/2001

Series 63

Date: 5/19/2000

Series 7

Date: 2/11/2002

Series 6

Date: 5/18/2000

Current Firm

BAY CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAY CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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