David M. Heikkinen
Professional summary
David Martin Heikkinen is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Martin Heikkinen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003July 31, 2013 - April 29, 2022
PEP ADVISORY LLC
April 11, 2013 - September 3, 2013
INSIGHT SECURITIES, INC.
December 14, 2005 - March 28, 2012
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
August 8, 2000 - December 5, 2005
CAPITAL ONE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2024)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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