Brenda M. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Marie Meyer, CFP®, who also goes by Brenda Marie Kruciak, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 2000. Brenda had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2017 - March 7, 2017
FROST INVESTMENT SERVICES
May 4, 2005 - March 1, 2017
FROST BROKERAGE SERVICES, INC.
March 7, 2005 - April 27, 2005
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2005 - April 27, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 20, 2000 - May 2, 2001
IFMG SECURITIES, INC.
July 5, 2000 - December 31, 2004
SOUTHTRUST SECURITIES, LLC
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
