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Giovanni Mannarino

AETERNUM ADVISORS
Oceanside, CA
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CRD#: 4179516
GM

Professional summary


Giovanni Mannarino, who also goes by John P. Mannarino, is a registered financial advisor currently at AETERNUM ADVISORS located in Oceanside, California.

Giovanni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Giovanni has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John P. Mannarino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT LIFE INSURANCE AGENT (LIFE, HEALTH, DISABILITY, LTC) - NON SECURITY INVESTMENT RELATED. 476 TAYLOR DRIVE, OCEANSIDE, CA 92056. NATURE OF BUSINESS: PROVIDE INSURANCE PRODUCTS. OWNER, POSITION: SALES. STARTED 1/1994. 20 HRS/MONTH AND 0 HRS/MONTH DURING TRADING HOURS. DUTIES: DISCUSS WITH CUSTOMERS ABOUT POSSIBLE INSURANCE NEEDS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Giovanni Mannarino's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 27, 2017 - Present

AETERNUM ADVISORS

RIA
CRD#: 285331
Oceanside, CA
Past

January 24, 2011 - December 31, 2014

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

April 30, 2008 - January 29, 2009

EVOLVE SECURITIES, INC.

BD
CRD#: 127474
CAMARILLO, CA
Past

April 1, 2003 - April 30, 2008

AFS BROKERAGE, INC.

BD
CRD#: 25924
CAMARILLO, CA
Past

December 4, 2000 - February 26, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

November 1, 2000 - November 13, 2000

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/27/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/19/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AA
AETERNUM ADVISORS
AETERNUM ADVISORS | AETERNUM INVESTMENT ADVISORS, LLC

CRD#: 285331 / SEC#:

California
Registered Investment Advisory firm - (4/27/2017 Approved)
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Contact information


Main Address
Oceanside, CA
Mailing Address
Phone number
(877) 381-1199
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts4
AUM (Assets Under Management)$ 10,012,000

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
CaliforniaERA - Withdrawn2/21/2017

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AETERNUM ADVISORS

CRD#: 285331Oceanside, CA

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