Hui Chen Huang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hui Chen Huang, CIMA®, who also goes by Chloe Huang, was a registered financial professional .
Hui Chen is a previously registered financial professional and started their career in finance in 2006. Hui Chen had worked at 6 firms and has passed the Series 63, Series 66, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - September 22, 2023
AQR INVESTMENTS, LLC
January 19, 2018 - December 31, 2018
ALPS DISTRIBUTORS, INC.
January 29, 2011 - April 16, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 7, 2009 - October 27, 2010
VOYA INVESTMENT MANAGEMENT CO. LLC
February 19, 2008 - October 27, 2010
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 15, 2006 - March 3, 2008
ING INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AQR INVESTMENTS, LLC
CRD#: 289244 / SEC#: , 8-69990
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AQR CAPITAL MANAGEMENT HOLDINGS (B-D), LLC | PARENT COMPANY | |
| ANDRADE, GREGOR MASINI | CHIEF EXECUTIVE OFFICER | 2265718 |
| HOWARD, JOHN BRADLEY | BOARD OF MANAGERS | 3132622 |
| KABILLER, DAVID GARY | BOARD OF MANAGERS | 1736385 |
| MELLAS, STEPHEN JOSEPH | BOARD OF MANAGERS | 1505043 |
| PRINCE, STEPHANIE NICOLE | CHIEF COMPLIANCE OFFICER | 2618015 |
| RYAN, PATRICK EDMUND | CHIEF FINANCIAL OFFICER | 2822527 |
| WILLCOX, HERBERT JAMES | BOARD OF MANAGERS & CHIEF LEGAL OFFICER | 1868426 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
