DM
Danielle E. Mutz
CROSS STATE FINANCIAL GROUP LLC
ALBUQUERQUE, NM 87109
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CRD#: 4179319
DM
Professional summary
Danielle Elizabeth Mutz, who also goes by Danielle Elizabeth Metcalfe, Dani Mutz, is a registered financial advisor currently at CROSS STATE FINANCIAL GROUP LLC located in Albuquerque, New Mexico.
Danielle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Danielle has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Danielle Elizabeth Metcalfe | Dani Mutz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)COMANCHE CREEK BREWING COMPANY, LLC; EAGLE NEST, NM; MICROBREWERY; NON-INVESTMENT RELATED; PARTNER; START DATE 07/01/2009; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; LIMITED PARTNER: 2.5% OWNER OF THIS FAMILY-OWNED BUSINESS. LIMITED PARTNERS ARE CONSULTED ON BUSINESS AND PRODUCT DEVELOPMENT. ALL PROFITS ARE BEING RE-INVESTED IN EQUIPMENT PURCHASES AND BUSINESS DEVELOPMENT. MY HUSBAND ALSO OWNS 2.5% OF THIS LLC; HIS BROTHER IS THE FOUNDER OF THE COMPANY AND THE BEER LINE. 2) INSURANCE AGENT; INVESTMENT REALTED; INSURANCE SALES (HEALTH & LIFE); START DATE: 6/11/20; 20 HRS/MTH 0 DURING TRADING. 3) CROSS STATE TAX & FINANCIAL, LLC; INVESTMENT RELATED; MANAGING MEMBER; START DATE: 02/2022; 32 HRS/MTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Danielle Elizabeth Mutz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2016 - Present
CROSS STATE FINANCIAL GROUP LLC
Office #1: 6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109RIA
CRD#: 282011
ALBUQUERQUE, NM
Past
October 20, 2016 - December 31, 2019
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
ALBUQUERQUE, NM
Past
September 30, 2015 - October 25, 2016
FOOTHILL SECURITIES, INC.
RIA
CRD#: 1027
ALBUQUERQUE, NM
Past
December 15, 2009 - October 25, 2016
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
ALBUQUERQUE, NM
Past
December 9, 2005 - December 15, 2009
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
ALBUQUERQUE, NM
Past
May 16, 2003 - December 12, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ALBUQUERQUE, NM
Past
September 24, 2001 - November 11, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CROSS STATE FINANCIAL GROUP LLC
CROSS STATE FINANCIAL GROUP LLC
CRD#: 282011 / SEC#: 801-117843
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Arizona
Registered Investment Advisory firm - (11/22/2021 Terminated)Colorado
Registered Investment Advisory firm - (11/22/2021 Terminated)Florida
Registered Investment Advisory firm - (11/22/2021 Terminated)Michigan
Registered Investment Advisory firm - (11/23/2021 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2021 Terminated)South Dakota
Registered Investment Advisory firm - (11/22/2021 Terminated)Texas
Registered Investment Advisory firm - (11/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(3/1/2016)
IAR
Florida(4/22/2019)
IAR
New Mexico(2/18/2016)
IAR
Texas(3/7/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CS
CROSS STATE FINANCIAL GROUP LLC
CROSS STATE FINANCIAL GROUP LLC
CRD#: 282011 / SEC#: 801-117843
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Arizona
Registered Investment Advisory firm - (11/22/2021 Terminated)Colorado
Registered Investment Advisory firm - (11/22/2021 Terminated)Florida
Registered Investment Advisory firm - (11/22/2021 Terminated)Michigan
Registered Investment Advisory firm - (11/23/2021 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2021 Terminated)South Dakota
Registered Investment Advisory firm - (11/22/2021 Terminated)Texas
Registered Investment Advisory firm - (11/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109
Mailing Address
8424 S. Yukon St., Littleton, CO 80128
Phone number
(800) 621-6974
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,028 |
| AUM (Assets Under Management) | $ 166,767,480 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CROSS STATE FINANCIAL GROUP LLC
CRD#: 282011Albuquerque, NM 87109TRUST BUT VERIFY
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