Paul V. Galindo

MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC

Portland, OR 97225

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CRD#: 4178992

Professional summary

Paul V Galindo, who also goes by Paul VIncent Galindo, Vincent Galindo, is a registered financial advisor currently at MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC located in Portland, Oregon.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Paul has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Vincent Galindo | Vincent Galindo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

* 484653 - Rental Property; Investment related -Yes; Portland, Oregon; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2019; During business hours: 0; After business hours: 1; Landlord

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul V Galindo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2014 - Present

MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC

Office #1: 9755 Sw Barnes Road Suite 660, Portland, OR 97225

RIA

CRD#: 149122

Portland, OR

Past

August 18, 2004 - December 4, 2014

ARNERICH MASSENA, INC.

RIA

CRD#: 116395

PORTLAND, OR

Past

March 14, 2003 - December 31, 2003

WADDELL & REED

RIA

CRD#: 866

PORTLAND , OR

Past

December 4, 2001 - December 31, 2003

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

August 16, 2000 - November 1, 2001

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC

COOK STREET CONSULTING | MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC | HYAS GROUP, LLC | HYAS GROUP | FIDUCIARY CONSULTING GROUP

CRD#: 149122 / SEC#: 801-69938

RIA

Registered Investment Advisory firm - (2/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(12/11/2014)

IAR

Texas
(3/12/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/2000

General Securities Representative Examination

Current Firm

MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC

COOK STREET CONSULTING | MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC | HYAS GROUP, LLC | HYAS GROUP | FIDUCIARY CONSULTING GROUP

CRD#: 149122 / SEC#: 801-69938

RIA

Registered Investment Advisory firm - (2/24/2009 Approved)

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Contact information

Main Address

5299 Dtc Blvd., Suite 1000, Greenwood Village, CO 80111

Mailing Address

750 7th Avenue 34th Floor, New York, NY 10019

Phone number

(303) 333-7770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSIIA ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 8,870,425,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul V. Galindo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul V Galindo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARNERICH MASSENA, INC.

WADDELL & REED

WADDELL & REED

THOMAS WEISEL PARTNERS LLC

Primary Firm SEC Registration

MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2002

Series 63

Date: 3/30/2001

Series 7

Date: 8/15/2000

Current Firm

MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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