Steven M. Seegmiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Seegmiller was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1973. Steven had worked at 10 firms and has passed the Series 65, Series 63, Series 5, Series 15, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2011 - December 21, 2018
JACKSON JACKSON SCHROEDER, INC.
December 3, 1984 - December 21, 2001
A. G. EDWARDS & SONS, INC.
September 22, 1982 - December 7, 1984
CITIGROUP GLOBAL MARKETS INC.
January 31, 1980 - September 27, 1982
UBS FINANCIAL SERVICES INC.
November 13, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
February 24, 1978 - December 6, 1978
MORGAN STANLEY DW INC.
February 18, 1975 - February 24, 1978
REYNOLDS SECURITIES, INC.
July 5, 1973 - February 27, 1975
AMERICAN EXPRESS FINANCIAL CORPORATION
July 5, 1973 - February 27, 1975
AMERIPRISE FINANCIAL SERVICES, LLC
July 5, 1973 - February 27, 1975
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 8/30/1984
Interest Rate Options ExaminationSeries 15
Date: 8/2/1983
Foreign Currency Options ExaminationPC
Date: 3/8/1979
AMEX Put and Call ExamSeries 1
Date: 6/28/1973
Registered Representative ExaminationCurrent Firm
JACKSON JACKSON SCHROEDER, INC.
CRD#: 133506 / SEC#:
Contact information
Red Flags
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